Senior Compliance Manager

HOME BASED

Our client is a fast-growing, nationwide IFA firm with a strong track record of integrating newly acquired businesses into the business. Their approach blends high standards of regulatory governance with a commitment to delivering great outcomes for clients and colleagues alike.

They're looking for an experienced compliance professional to assist in managing the integration and due diligence function, ensuring that every acquisition joins the business in full alignment with regulatory requirements and operational best practice.

Role & Responsibilities:

• Lead and manage the compliance integration team, setting priorities and monitoring output.
• Review acquisition reports to ensure accuracy, clarity, and completeness.
• Highlight and escalate potential regulatory or operational risks, with practical solutions.
• Oversee the compliance aspects of the onboarding process for acquired businesses.
• Liaise with cross-functional teams to ensure alignment on integration activities.
• Maintain effective communication with external contacts to support timely project delivery.
• Identify opportunities to streamline processes and introduce automation or technology improvements.

Do you have the following to apply?

• Level 4 Diploma in Financial Planning (or equivalent).
• Strong background in regulatory due diligence, operational compliance, or thematic reviews.
• Previous experience working for the big 4 or a compliance consultancy firm.

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.