Compliance Associate

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.

Client Details

The company operates within the financial services sector and is a well-established organisation based in London. It offers professional services in an environment that values precision and compliance.

Description

• Develop and maintain compliance policies and procedures in line with regulatory standards.
• Monitor and assess internal processes for adherence to compliance frameworks.
• Provide support and advice to teams on regulatory obligations and best practices.
• Prepare compliance reports and documentation for internal and external stakeholders.
• Conduct regular reviews and audits to identify potential compliance risks.
• Liaise with regulators and ensure timely submission of required filings.
• Assist in training employees on compliance-related matters.
• Stay informed about changes in financial services regulations and update policies accordingly.

Profile

A successful Compliance Associate should have:

• Relevant qualifications in risk, compliance, or a related field.
• Experience in the financial services industry, particularly in compliance or risk roles.
• Strong knowledge of regulatory requirements and frameworks.
• Excellent analytical skills and attention to detail.
• Ability to communicate effectively with internal and external stakeholders.
• Proficiency in compliance tools and software.

Job Offer

• Competitive base salary of £50,000 per annum.
• Additional bonus opportunities.
• City of London office.
• Chance to work in a professional financial services environment.
• Opportunities for career development and growth.

If you are a compliance professional looking for your next opportunity in London, apply now to join a respected organisation in the financial services industry.