Junior Compliance Officer - Mortgages

Junior Compliance Officer - Mortgages

Candidates must come from a dedicated mortgage compliance background

Our client is a highly successful mortgage brokerage specialising in providing highly professional property finance solutions.

Continued growth as has led to an opening for a Junior Compliance Officer to support an experienced team of mortgage professionals. Working with the Head of Compliance, you will be involved in day to day mortgage compliance, ensuring mortgage files are fully compliant and consumer duty is being adhered to.

This is a great opportunity to join a highly professional team and develop a career within mortgage compliance.

The position is hybrid role, requiring one day per week in London

Responsibilities:

• You will be expected to adhere to and complete monitoring and operational tasks as set out in the Compliance Monitoring Plan.
• Assist the Compliance Manager with day to day responsibilities.
• Auditing of Adviser files for Regulated Mortgages, Non Regulated Mortgages.
• Protection and General Insurance files.
• Provide detailed feedback where appropriate.

Experience required:

• At least 12 months experience in similar mortgage quality control / mortgage compliance role.
• CeMAP qualified (Highly desirable)
• Experience in auditing and communicating back to Advisers and follow up work.
• Must have adequate knowledge of FCA regulations.
• Must have excellent interpersonal and communication skills.
• Must be able to work as part of a team and individually.
• Meticulous and great attention to detail

Up to £38k Basic Benefits (Dependent on experience)